The opportunity:

We are seeking a highly skilled Senior Compliance Assurance Consultant to support the development, implementation, and monitoring of our compliance programs.

In this role, you will conduct both group-led and locally driven assurance activities, working collaboratively with colleagues across the business and the wider Group. Your contributions will be instrumental in the annual compliance risk assessment process and the development of the annual compliance plan, where your insights and challenges will be highly valued.

Additionally, you will utilise data analysis to generate actionable insights for business stakeholders and contribute to the simplification of processes through the greater use of technology within the Compliance function.

If you are a dedicated professional with a passion for compliance audit and a desire to make a significant impact, we invite you to apply and join our forward-thinking team.

Key responsibilities:

• Contribute to creating and delivering a risk-based Compliance Assurance Plan.
• Update compliance processes and procedures to reflect regulatory and business changes.
• Conduct activities to identify non-compliance and areas for improvement.
• Develop and execute assurance plans, prepare reports, and communicate findings.
• Support and monitor corrective actions to prevent future issues.
• Assess compliance risks and support the development of mitigation strategies.
• Monitor regulatory developments to ensure timely compliance.
• Maintain detailed records of compliance activities and findings.
• Prepare and present compliance reports to senior management and regulators.
• Collaborate with legal, risk management, internal audit, and other departments.
• Develop and deliver compliance training programs.
• Provide ongoing support and guidance on compliance matters.

• Considerable experience in compliance assurance or auditing within financial or professional services, including planning and conducting monitoring, review, and testing activities is ideal.
• Relevant experience in operational regulatory assurance or control management roles will also be considered.
• A bachelor's degree with relevant work experience or relevant experience supported by professional compliance or audit qualifications is preferred.
• Good technical knowledge of regulatory compliance topics and industry trends and issues.
• Strong understanding of audit processes and methodology, with the technical skills for data analysis and management to support assurance activities.
• Committed and determined to meet deadlines.
• Clear and concise communication skills, both verbally and in writing.
• Self-motivated with a curious and proactive approach to work.
• Strong team player with the ability to work independently.
• Willingness to challenge current processes and practices for improvement.